| Realord Asia Pacific Securities Limited | RO | Dealing in futures contracts | 2021-03-09 | 2021-12-09 |
| RO | Dealing in securities | 2019-11-18 | 2021-12-09 |
| Rep | Dealing in securities | 2019-10-30 | 2019-11-18 |
| GRAND FIRE SECURITIES LIMITED | Rep | Advising on securities | 2018-08-21 | 2019-10-09 |
| RO | Dealing in securities | 2016-09-07 | 2019-10-09 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2016-07-05 | 2016-07-11 |
| RO | Dealing in securities | 2016-07-05 | 2016-07-11 |
| Rep | Dealing in futures contracts | 2016-05-03 | 2016-07-05 |
| Rep | Dealing in securities | 2016-05-03 | 2016-07-05 |
| Gong Ping Futures Limited | RO | Dealing in futures contracts | 2014-12-17 | 2016-04-11 |
| Gong Ping Securities Limited | RO | Dealing in securities | 2014-12-17 | 2016-04-11 |
| Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2012-02-22 | 2014-12-17 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2012-02-22 | 2014-12-17 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-11 | 2012-02-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-03-11 | 2012-02-01 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-31 | 2011-01-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-10-23 | 2009-10-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-06-02 | 2009-10-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-06-02 | 2009-10-24 |