Personnel Hong Kong SFC License Details (ID 71814)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Strategix Asset Management Limited	RO	Advising on securities	2026-08-18	-
	RO	Asset management	2026-08-18	-
Pacific Aegis Capital Management (IM) Limited	RO	Asset management	2022-09-28	2025-08-29
	Rep	Asset management	2022-08-19	2022-09-28
Innov Harbor Asset Management Limited	RO	Advising on securities	2021-09-02	2022-01-26
	RO	Asset management	2021-09-02	2022-01-26
China Vered Asset Management (Hong Kong) Limited	RO	Advising on securities	2019-07-22	2021-08-06
Vered Asset Management Limited	RO	Advising on securities	2018-08-08	2020-10-27
	RO	Asset management	2018-08-08	2020-10-27
China Vered Securities Limited	RO	Advising on securities	2017-12-11	2021-08-06
China Vered Asset Management (Hong Kong) Limited	RO	Asset management	2016-06-20	2021-08-06
China Vered Securities Limited	RO	Dealing in securities	2016-06-20	2021-08-06
China Vered Asset Management (Hong Kong) Limited	Rep	Asset management	2016-04-29	2016-06-20
	Rep	Advising on securities	2016-04-29	2019-07-22
China Vered Securities Limited	Rep	Dealing in securities	2016-04-29	2016-06-20
CSC SECURITIES (HK) LIMITED	RO	Asset management	2015-11-06	2016-04-08
	RO	Dealing in securities	2015-10-14	2016-04-08
	Rep	Dealing in securities	2015-09-07	2015-10-14
	Rep	Advising on securities	2015-09-07	2016-04-08
Partners Asset Management (HK) Limited	Rep	Advising on securities	2013-11-07	2015-08-11
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Dealing in securities	2013-09-16	2013-10-28
PARTNERS CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2013-04-25	2015-08-11
Partners Asset Management (HK) Limited	Rep	Asset management	2012-07-09	2015-08-11
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2011-10-25	2013-04-25
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-04-23	2011-09-29
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-01-28	2011-09-29