Personnel Hong Kong SFC License Details (ID 71823)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO Futures (International) Co., Limited	Rep	Advising on futures contracts	2023-11-27	2025-05-12
	Rep	Dealing in futures contracts	2023-11-27	2025-05-12
	RO	Advising on securities	2023-07-31	-
	RO	Dealing in securities	2023-07-31	-
Metaverse Securities Limited (HK)	Rep	Advising on futures contracts	2020-11-12	2023-04-28
	RO	Advising on securities	2020-04-15	2023-04-28
	RO	Asset management	2020-04-15	2023-04-28
	RO	Dealing in securities	2020-04-15	2023-04-28
	Rep	Advising on securities	2020-01-09	2020-04-15
	Rep	Asset management	2020-01-09	2020-04-15
	Rep	Dealing in securities	2020-01-09	2020-04-15
KAM LUEN SECURITIES LIMITED	RO	Advising on securities	2019-06-28	2019-12-20
	RO	Asset management	2019-06-28	2019-12-20
	RO	Dealing in securities	2019-02-01	2019-12-20
	Rep	Dealing in securities	2019-01-16	2019-02-01
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2014-09-26	2018-12-01
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2012-10-08	2018-12-01
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2012-04-24	2018-12-01
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-03-08	2012-03-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-03-08	2012-03-22