Personnel Hong Kong SFC License Details (ID 71824)

Personnel Hong Kong SFC License Details (ID 71824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Capital Management Limited	Rep	Advising on securities	2025-09-23	-
	Rep	Asset management	2025-09-23	-
	Rep	Dealing in securities	2025-06-27	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2021-07-15	2025-06-13
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2021-05-24	2025-06-13
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2020-09-23	2021-04-30
Yunfeng Securities Limited	Rep	Dealing in securities	2020-09-23	2021-04-30
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-07-09	2020-09-12
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2020-07-09	2020-09-12
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2017-09-28	2018-06-08
	Rep	Asset management	2017-09-28	2018-06-08
China Securities (International) Brokerage Company Limited	Rep	Dealing in futures contracts	2016-07-22	2018-06-08
	Rep	Dealing in securities	2016-07-22	2018-06-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-03-07	2016-06-30
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-03-07	2016-06-30