| Gentleman Capital Limited | Rep | Advising on securities | 2025-09-29 | - |
| Rep | Asset management | 2025-09-29 | - |
| Rep | Dealing in securities | 2025-09-29 | - |
| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-08-21 | 2025-09-15 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-08-21 | 2025-09-15 |
| Gentleman Capital Limited | Rep | Advising on securities | 2023-07-11 | 2023-07-28 |
| Rep | Asset management | 2021-11-17 | 2023-07-28 |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-09-21 | 2021-11-02 |
| Rep | Advising on futures contracts | 2021-03-09 | 2021-11-02 |
| Rep | Dealing in futures contracts | 2021-02-18 | 2021-11-02 |
| Rep | Dealing in securities | 2021-02-18 | 2021-11-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2020-04-01 | 2021-01-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-04-01 | 2021-01-14 |
| Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2019-12-09 | 2020-02-28 |
| Rep | Dealing in securities | 2019-12-09 | 2020-02-28 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-08-10 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-13 | 2019-09-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-13 | 2019-09-07 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2011-10-17 | 2015-12-18 |
| Rep | Dealing in securities | 2011-10-17 | 2015-12-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-07-25 | 2011-09-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-25 | 2011-09-22 |