Personnel Hong Kong SFC License Details (ID 71831)

Personnel Hong Kong SFC License Details (ID 71831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2021-09-10	2023-02-24
Hao Tian International Securities Limited	RO	Dealing in securities	2021-09-10	-
	Rep	Dealing in securities	2021-06-07	2021-09-10
Apricot Capital (Hong Kong) Limited	Rep	Dealing in securities	2020-09-01	2021-05-06
MODERN INNOVATIVE SECURITIES LIMITED	RO	Dealing in futures contracts	2020-06-22	2020-08-21
	Rep	Dealing in futures contracts	2020-05-04	2020-06-22
	Rep	Dealing in securities	2020-05-04	2020-08-21
TIAN YUAN FINANCE (INDEX TRADING) LIMITED	RO	Dealing in futures contracts	2016-10-12	2019-12-29
TIAN YUAN FINANCE LIMITED	Rep	Dealing in securities	2016-06-22	2019-12-29
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2008-06-06	2016-06-12
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-10-26	2016-06-12