Personnel SFC Licences and HKMA Registrations (ID 71835)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
White Elk Partners Limited	RO	Asset management	2026-07-24	-
CORE ARC CAPITAL LIMITED	RO	Advising on securities	2023-11-07	2025-10-01
	RO	Asset management	2023-11-07	2025-10-01
Linkways Asset Management Limited	RO	Asset management	2021-10-11	2023-01-07
Linkways Investment Management Limited	RO	Advising on securities	2021-10-11	2023-01-07
	RO	Dealing in futures contracts	2021-10-11	2023-01-07
	RO	Dealing in securities	2021-10-11	2023-01-07
LQ Pacific Partners Limited	RO	Advising on securities	2020-03-02	2020-12-02
	RO	Asset management	2020-03-02	2020-12-02
	RO	Dealing in securities	2020-03-02	2020-12-02
Rich Bay Securities Limited	RO	Dealing in futures contracts	2019-07-26	2020-02-21
	RO	Dealing in securities	2019-07-26	2020-02-21
WealthQuay Asset Management Limited	RO	Advising on securities	2019-07-26	2020-02-21
	RO	Asset management	2019-07-26	2020-02-21
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2018-11-19	2019-07-01
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2018-09-26	2019-07-01
Magpie Securities Limited (HK)	RO	Advising on securities	2017-08-02	2018-03-31
	RO	Asset management	2017-08-02	2018-03-31
	RO	Dealing in securities	2017-08-02	2018-03-31
THE GAMMA CONSORTIUM LIMITED	RO	Advising on securities	2016-10-03	2017-04-30
	RO	Asset management	2016-10-03	2017-04-30
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Advising on securities	2016-02-15	2016-08-23
	Rep	Dealing in securities	2016-02-15	2016-08-23
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2014-06-10	2016-02-06
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2014-06-10	2016-02-06
	Rep	Dealing in securities	2014-06-10	2016-02-06
Quam Securities Limited	Rep	Advising on securities	2012-08-10	2014-05-31
	Rep	Dealing in futures contracts	2012-08-10	2014-05-31
	Rep	Dealing in securities	2012-08-10	2014-05-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	2011-05-16	2012-07-18
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2011-05-16	2012-07-18
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-04-11	2012-07-18
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-04-11	2012-07-18
KGI ASIA LIMITED	Rep	Dealing in securities	2011-01-11	2011-03-08
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-01-11	2011-03-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-03-24	2010-11-28
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-11-16	2010-11-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.