Personnel Hong Kong SFC License Details (ID 71836)

Personnel Hong Kong SFC License Details (ID 71836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2018-06-19	2021-02-28
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2018-06-19	2021-02-28
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-05-10	2018-06-04
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-05-10	2018-06-04
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-01-19	2017-04-21
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-11-24	2017-04-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-10-08	2010-10-26
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-11-09	2010-08-24