| Rui Da International Finance Holding Limited | RO | Dealing in futures contracts | 2013-07-18 | 2016-09-01 |
| Rep | Dealing in futures contracts | 2013-06-18 | 2013-07-18 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2012-08-23 | 2013-06-08 |
| Success Securities Limited | Rep | Dealing in securities | 2012-08-23 | 2013-06-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-18 | 2012-08-10 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-18 | 2012-08-10 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-05-05 | 2011-03-09 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-10 | 2011-03-09 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-02-10 | 2011-03-09 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-07 | 2010-01-30 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-03 | 2010-01-30 |