Personnel Hong Kong SFC License Details (ID 71843)

Personnel Hong Kong SFC License Details (ID 71843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Dealing in securities	2017-10-03	2023-12-08
	RO	Dealing in securities	2016-03-24	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2016-03-24	2023-12-08
KGI ASIA LIMITED	Rep	Dealing in securities	2016-01-20	2016-03-24
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-01-20	2016-03-24
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-02-15	2015-11-12
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-02-15	2015-11-12
BERICH FUTURES (H.K.) COMPANY LIMITED	Rep	Dealing in futures contracts	2008-02-13	2008-09-20
BERICH BROKERAGE LIMITED	Rep	Dealing in securities	2007-09-19	2008-09-20