| CASH Wealth Management Limited | Rep | Asset management | 2017-04-13 | 2020-01-23 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-13 | 2020-01-23 |
| Leading Securities Company Limited | Rep | Dealing in securities | 2015-03-03 | 2015-05-05 |
| JVSakk Asia Limited | Rep | Dealing in securities | 2013-09-16 | 2014-03-14 |
| JVSakk Asset Management Limited | Rep | Asset management | 2013-09-16 | 2014-03-14 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Asset management | 2012-09-17 | 2013-08-23 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-17 | 2013-08-23 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-08-13 | 2013-08-23 |
| oOo Securities (HK) Group Limited | Rep | Dealing in securities | 2011-10-31 | 2012-07-26 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-01-11 | 2011-09-17 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-01-11 | 2011-09-17 |