| Afflux Securities Limited | RO | Advising on securities | 2022-10-10 | - |
| RO | Asset management | 2022-10-10 | - |
| RO | Dealing in securities | 2019-10-29 | - |
| RO | Dealing in futures contracts | 2019-10-29 | 2023-04-03 |
| Rep | Dealing in futures contracts | 2019-10-14 | 2019-10-29 |
| Rep | Dealing in securities | 2019-10-14 | 2019-10-29 |
| Rep | Advising on securities | 2019-10-14 | 2022-10-10 |
| Rep | Asset management | 2019-10-14 | 2022-10-10 |
| QFIN HK Limited | Rep | Advising on securities | 2019-05-22 | 2019-08-07 |
| Rep | Asset management | 2019-05-22 | 2019-08-07 |
| RO | Dealing in futures contracts | 2019-04-01 | 2019-08-07 |
| RO | Dealing in securities | 2019-04-01 | 2019-08-07 |
| Rep | Dealing in futures contracts | 2019-03-04 | 2019-04-01 |
| Rep | Dealing in securities | 2019-03-04 | 2019-04-01 |
| YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-02-22 | 2019-02-28 |
| YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-02-22 | 2019-02-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-18 | 2017-02-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-11 | 2017-02-15 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-10-13 | 2009-10-30 |