Personnel Hong Kong SFC License Details (ID 71852)

Personnel Hong Kong SFC License Details (ID 71852)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	Rep	Advising on futures contracts	2024-10-14	2026-06-30
	RO	Dealing in futures contracts	2023-01-18	2026-06-30
FIRST SHANGHAI SECURITIES LIMITED	RO	Dealing in securities	2023-01-18	-
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2022-12-01	2023-01-18
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2022-12-01	2023-01-18
Zero2IPO Asset Management Limited	RO	Advising on securities	2022-03-21	2022-10-16
	RO	Asset management	2022-03-21	2022-10-16
Zero2IPO Securities Limited	RO	Dealing in futures contracts	2021-11-23	2022-10-16
	RO	Dealing in securities	2021-11-23	2022-10-16
Bright Smart Asset Management Limited	Rep	Asset management	2018-01-04	2021-05-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2017-08-18	2021-05-31
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Dealing in securities	2017-08-18	2021-05-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-02-03	2017-08-18
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-02-03	2017-08-18