| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2025-11-17 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2025-11-17 | - |
| CHIEF SECURITIES LIMITED | Rep | Advising on futures contracts | 2025-09-25 | 2025-09-26 |
| Rep | Advising on securities | 2025-09-25 | 2025-09-26 |
| Rep | Dealing in futures contracts | 2025-09-25 | 2025-09-26 |
| Rep | Dealing in securities | 2025-09-25 | 2025-09-26 |
| VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2021-02-22 | 2021-08-30 |
| RO | Advising on futures contracts | 2020-08-07 | 2021-08-30 |
| Rep | Asset management | 2020-02-20 | 2021-08-30 |
| RO | Dealing in futures contracts | 2019-10-23 | 2021-08-30 |
| RO | Dealing in securities | 2019-10-23 | 2021-08-30 |
| Rep | Advising on securities | 2018-11-27 | 2021-02-22 |
| Rep | Dealing in futures contracts | 2018-01-08 | 2019-10-23 |
| Rep | Dealing in securities | 2017-01-13 | 2019-10-23 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-09-09 | 2017-01-05 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-09-09 | 2017-01-05 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-08-12 | 2015-09-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-12 | 2015-09-01 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-02-14 | 2013-08-18 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-03-23 | 2013-08-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-15 | 2012-02-23 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-15 | 2012-02-23 |