| Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2024-04-18 | - |
| Rep | Dealing in futures contracts | 2017-03-01 | 2022-01-08 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-09-22 | 2017-02-28 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-09-22 | 2017-02-28 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-04 | 2015-09-09 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-04 | 2015-09-09 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-05 | 2012-03-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-05 | 2012-03-01 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-30 | 2010-04-16 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-12 | 2010-04-16 |
| Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-05-26 | 2006-07-26 |