| CHINA RAILWAY & AVIATION SECURITIES LIMITED | RO | Advising on securities | 2023-02-08 | - |
| RO | Asset management | 2023-02-08 | - |
| RO | Dealing in securities | 2023-02-08 | - |
| Rep | Advising on securities | 2023-02-01 | 2023-02-08 |
| Rep | Asset management | 2023-02-01 | 2023-02-08 |
| Rep | Dealing in securities | 2023-02-01 | 2023-02-08 |
| Linkways Asset Management Limited | RO | Asset management | 2020-09-30 | 2023-01-31 |
| Linkways Investment Management Limited | RO | Advising on securities | 2020-09-30 | 2023-01-31 |
| RO | Dealing in futures contracts | 2020-09-30 | 2023-01-31 |
| RO | Dealing in securities | 2020-09-30 | 2023-01-31 |
| China Hong Kong Capital Asset Management Company Limited | RO | Asset management | 2020-01-07 | 2020-04-29 |
| RO | Dealing in securities | 2020-01-07 | 2020-04-29 |
| ASSOCIATED ADVISERS LIMITED | RO | Advising on securities | 2019-09-23 | 2019-12-31 |
| RO | Asset management | 2019-09-23 | 2019-12-31 |
| RO | Dealing in securities | 2019-09-23 | 2019-12-31 |
| Waton Securities International Limited | RO | Dealing in securities | 2017-03-29 | 2019-09-09 |
| Rep | Dealing in securities | 2017-03-23 | 2017-03-29 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-30 | 2017-03-22 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-30 | 2017-03-22 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-12 | 2015-09-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-12 | 2015-09-20 |