Personnel Hong Kong SFC License Details (ID 71867)

Personnel Hong Kong SFC License Details (ID 71867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2018-09-27	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2018-09-27	-
	Rep	Dealing in securities	2018-09-27	-
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2018-04-13	2018-09-05
	Rep	Asset management	2018-04-13	2018-09-05
China Securities (International) Brokerage Company Limited	Rep	Dealing in futures contracts	2015-12-17	2018-09-05
	Rep	Dealing in securities	2015-12-17	2018-09-05
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-12-30	2015-12-10
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-30	2015-12-10
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2014-07-24	2014-09-10
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-04-13	2014-09-10
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-04-13	2014-09-10