Personnel Hong Kong SFC License Details (ID 71873)

Personnel Hong Kong SFC License Details (ID 71873)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yan Yun Family Office (HK) Limited	RO	Advising on securities	2025-03-25	-
	RO	Asset management	2025-03-25	-
	Rep	Advising on securities	2025-02-04	2025-03-25
	Rep	Asset management	2025-02-04	2025-03-25
China Vered Securities Limited	RO	Dealing in futures contracts	2024-01-31	2024-09-06
	RO	Advising on securities	2018-10-03	2024-09-06
China Vered Asset Management (Hong Kong) Limited	Rep	Asset management	2018-09-06	2024-09-06
China Vered Securities Limited	Rep	Advising on securities	2018-08-09	2018-10-03
	Rep	Dealing in futures contracts	2018-08-09	2024-01-31
	Rep	Dealing in securities	2018-08-09	2024-09-06
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	2016-12-29	2018-07-06
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2010-09-01	2018-07-06
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-02-03	2018-07-06
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-02-03	2018-07-06