Personnel Hong Kong SFC License Details (ID 71875)

Personnel Hong Kong SFC License Details (ID 71875)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EverCrest Capital Limited	Rep	Advising on securities	2021-04-09	-
	Rep	Asset management	2021-04-09	-
	Rep	Dealing in securities	2021-04-09	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2017-07-05	2021-03-24
	Rep	Dealing in securities	2017-07-05	2021-03-24
Forwin Futures Group Limited	Rep	Dealing in futures contracts	2017-05-17	2017-06-09
Forwin Securities Group Limited	Rep	Dealing in securities	2017-05-17	2017-06-09
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2007-06-06	2017-03-12
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-06-06	2017-03-12