Personnel Hong Kong SFC License Details (ID 71885)

Personnel Hong Kong SFC License Details (ID 71885)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China International Securities Limited	RO	Dealing in securities	2019-03-29	2020-03-02
	Rep	Dealing in securities	2019-03-04	2019-03-29
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2016-12-05	2019-02-28
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-10-25	2019-02-28
Rui Da International Finance Holding Limited	Rep	Dealing in futures contracts	2016-03-11	2016-10-17
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-04-29	2013-10-02
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-04-29	2013-10-02