| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hazel Securities Limited | RO | Asset management | 2026-06-03 | - |
| RO | Advising on securities | 2025-11-24 | - | |
| RO | Dealing in securities | 2025-11-24 | - | |
| GLOBAL WEST SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2025-02-24 | 2025-11-23 |
| WEBULL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2023-11-20 | 2024-09-01 |
| RO | Advising on securities | 2023-09-11 | 2024-09-01 | |
| RO | Dealing in securities | 2023-09-11 | 2024-09-01 | |
| SHENG YUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-05-28 | 2023-06-09 |
| SHENG YUAN SECURITIES LIMITED | RO | Advising on securities | 2020-05-28 | 2023-06-09 |
| RO | Dealing in securities | 2020-05-28 | 2023-06-09 | |
| Rep | Advising on securities | 2020-03-25 | 2020-05-28 | |
| Rep | Dealing in securities | 2020-03-25 | 2020-05-28 | |
| YUANYIN SECURITIES LIMITED | RO | Advising on securities | 2019-03-05 | 2020-02-29 |
| RO | Dealing in securities | 2018-08-03 | 2020-02-29 | |
| China Prospect Securities Limited | RO | Advising on securities | 2018-05-09 | 2018-07-09 |
| RO | Dealing in securities | 2017-03-01 | 2018-07-09 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-03-18 | 2017-02-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-12-05 | 2014-08-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-10 | 2014-08-30 |
No HKMA registrations in the collected records.