Personnel Hong Kong SFC License Details (ID 71896)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Partners Asset Management (HK) Limited	Rep	Advising on securities	2026-08-25	-
	Rep	Asset management	2026-08-25	-
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2026-08-25	-
WICENS INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2026-05-20	2026-07-31
InsightNova Capital Limited	RO	Advising on securities	2025-09-26	2026-03-25
	RO	Asset management	2025-09-26	2026-03-25
Guochuang Securities Financial Holding Group Co., Limited	Rep	Dealing in securities	2024-03-14	2024-06-21
KAM LUEN SECURITIES LIMITED	RO	Advising on securities	2022-05-24	2023-10-06
	RO	Asset management	2022-05-24	2023-10-06
	RO	Dealing in securities	2022-05-24	2023-10-06
	Rep	Advising on securities	2022-05-16	2022-05-24
	Rep	Asset management	2022-05-16	2022-05-24
	Rep	Dealing in securities	2022-05-16	2022-05-24
China Sunrise Asset Management Limited	Rep	Asset management	2020-03-02	2022-05-06
China Sunrise Securities (International) Limited	RO	Advising on securities	2020-03-02	2022-05-06
	RO	Dealing in securities	2019-09-20	2022-05-06
	Rep	Dealing in securities	2019-08-26	2019-09-20
PROFIT ACCESS INVESTMENTS LIMITED	Rep	Dealing in securities	2019-06-28	2019-08-16
China Sunrise Securities (International) Limited	RO	Dealing in securities	2018-11-02	2019-05-19
	Rep	Dealing in securities	2016-03-21	2018-11-02
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2015-08-21	2016-01-26
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-05-26	2015-07-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-05-26	2015-07-19
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-30	2014-04-26
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2013-07-30	2014-04-26
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-03-23	2013-05-26
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-05-30	2013-05-26
ASA SECURITIES LIMITED	Rep	Dealing in securities	2010-11-22	2011-05-11