Personnel Hong Kong SFC License Details (ID 71898)

Personnel Hong Kong SFC License Details (ID 71898)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2024-09-09	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2024-09-09	-
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-06-01	2023-05-05
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-06-01	2023-05-05
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-04-25	2017-03-30
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-04-25	2017-03-30
	Rep	Dealing in securities	2011-04-13	2011-09-22