| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2026-11-02 | - |
| Rep | Dealing in securities | 2026-11-02 | - | |
| Rep | Advising on securities | 2026-08-03 | 2026-11-01 | |
| Rep | Dealing in securities | 2026-08-03 | 2026-11-01 | |
| Rep | Advising on securities | 2017-08-01 | 2026-08-02 | |
| Rep | Dealing in securities | 2017-08-01 | 2026-08-02 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-09 | 2017-07-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-11-17 | 2014-07-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2010-09-20 | 2011-10-31 |
| Rep | Dealing in securities | 2010-09-20 | 2011-10-31 |
No HKMA registrations in the collected records.