| AUSTRAX ASSET MANAGEMENT LIMITED | RO | Asset management | 2026-07-20 | - |
| Golden Hen Securities and Futures Limited | RO | Advising on securities | 2025-03-20 | 2026-06-30 |
| RO | Asset management | 2025-03-20 | 2026-06-30 |
| Rep | Dealing in futures contracts | 2025-03-20 | 2026-06-30 |
| Rep | Dealing in securities | 2025-03-20 | 2026-06-30 |
| Hong Kong Jiasheng International Asset Management Limited | RO | Advising on securities | 2018-01-18 | 2025-03-03 |
| RO | Asset management | 2018-01-18 | 2025-03-03 |
| Rep | Advising on securities | 2017-09-26 | 2018-01-18 |
| Rep | Asset management | 2017-09-26 | 2018-01-18 |
| BIG BAY SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-03-01 | 2017-04-11 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-02-02 | 2017-02-10 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-02-02 | 2017-02-10 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-12-05 | 2016-09-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-12 | 2016-09-18 |
| TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2011-01-31 | 2011-03-01 |
| QFIN HK Limited | Rep | Dealing in securities | 2010-10-05 | 2011-01-08 |