Personnel Hong Kong SFC License Details (ID 71917)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Rich Securities Limited	RO	Advising on securities	2023-02-27	2026-07-31
	RO	Dealing in securities	2022-10-03	2026-07-31
CVP Securities Limited	RO	Dealing in securities	2021-12-21	2022-09-30
	Rep	Dealing in futures contracts	2021-11-22	2022-09-30
	Rep	Dealing in securities	2021-11-10	2021-12-21
Canfield Securities Company Limited	RO	Advising on securities	2021-02-25	2021-08-29
	Rep	Asset management	2021-02-25	2021-08-29
	RO	Dealing in securities	2021-02-25	2021-08-29
CVP Securities Limited	RO	Dealing in securities	2020-07-31	2020-11-23
	Rep	Dealing in securities	2020-06-03	2020-07-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2020-01-17	2020-04-21
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2020-01-17	2020-04-21
	Rep	Dealing in securities	2020-01-17	2020-04-21
CHINA ZHONG HENG FINANCE GROUP LIMITED	RO	Advising on securities	2018-10-02	2019-10-08
	RO	Dealing in securities	2018-10-02	2019-10-08
	Rep	Asset management	2018-03-01	2019-10-08
CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2018-01-25	2019-10-08
CHINA ZHONG HENG FINANCE GROUP LIMITED	Rep	Advising on securities	2017-03-10	2018-10-02
	Rep	Dealing in securities	2017-03-10	2018-10-02
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-10-05	2013-05-24