Personnel Hong Kong SFC License Details (ID 71933)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BTIG Hong Kong Limited	RO	Dealing in securities	2009-11-05	2012-08-31
	Rep	Dealing in securities	2008-04-23	2009-11-05
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-02-08	2007-10-12
	Rep	Advising on securities	2004-09-10	2008-01-15
	Rep	Dealing in securities	2004-09-10	2008-01-15