| Panview Capital Limited | RO | Asset management | 2019-10-18 | - |
| BTIG Hong Kong Limited | RO | Dealing in securities | 2010-08-09 | 2019-05-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Providing automated trading services | 2009-06-15 | 2010-01-18 |
| RO | Dealing in securities | 2009-06-15 | 2010-03-09 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2009-06-15 | 2010-03-09 |
| RO | Dealing in futures contracts | 2009-06-15 | 2010-03-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-03-25 | 2009-06-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2009-03-25 | 2009-06-15 |
| Rep | Dealing in futures contracts | 2009-03-25 | 2009-06-15 |