Personnel Hong Kong SFC License Details (ID 71940)

Personnel Hong Kong SFC License Details (ID 71940)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BTIG Hong Kong Limited	Rep	Dealing in securities	2010-03-01	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2008-06-24	2009-07-06
	Rep	Dealing in securities	2008-06-04	2009-07-06
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-12-13
	Rep	Advising on securities	2003-04-01	2004-12-13
	Rep	Asset management	2003-04-01	2004-12-13
	Rep	Providing automated trading services	2003-04-01	2004-12-13
	Rep	Dealing in securities	2003-04-01	2009-07-06