Personnel Hong Kong SFC License Details (ID 71945)

Personnel Hong Kong SFC License Details (ID 71945)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2025-03-05	-
BTIG Hong Kong Limited	Rep	Dealing in securities	2008-04-30	2023-04-17
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2004-04-01	2008-01-15
	Rep	Dealing in securities	2004-04-01	2008-01-15
ETRADE SECURITIES LIMITED	Rep	Advising on securities	2004-04-01	2007-10-31
	Rep	Dealing in securities	2004-04-01	2007-10-31
PLATINUM BROKING COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-03-10
	Rep	Advising on securities	2003-04-01	2004-03-10
	Rep	Asset management	2003-04-01	2004-03-10
	Rep	Dealing in securities	2003-04-01	2004-03-10