Personnel Hong Kong SFC License Details (ID 71949)

Personnel Hong Kong SFC License Details (ID 71949)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2022-09-26	2024-03-15
RED EAGLE SECURITIES LIMITED (HK)	RO	Dealing in securities	2018-09-21	2023-02-28
BUSINESS FUTURES LIMITED	RO	Dealing in futures contracts	2009-12-11	2018-08-16
	Rep	Dealing in futures contracts	2007-03-14	2009-12-11
	RO	Dealing in futures contracts	2006-09-14	2007-03-14
	Rep	Advising on futures contracts	-	2003-09-25
	Rep	Asset management	-	2003-09-25
	Rep	Dealing in futures contracts	-	2006-09-14
BUSINESS SECURITIES LIMITED	RO	Advising on corporate finance	-	2003-09-25
	RO	Advising on securities	-	2003-09-25
	RO	Asset management	-	2003-09-25
	RO	Dealing in securities	-	2018-08-16