Personnel Hong Kong SFC License Details (ID 71950)

Personnel Hong Kong SFC License Details (ID 71950)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2024-03-20	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2024-03-20	-
BUSINESS FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2003-09-25
	RO	Asset management	2003-04-01	2003-09-25
	RO	Dealing in futures contracts	2003-04-01	2023-11-27
BUSINESS SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-09-25
	RO	Advising on securities	2003-04-01	2003-09-25
	RO	Asset management	2003-04-01	2003-09-25
	RO	Dealing in securities	2003-04-01	2024-02-29