Personnel SFC Licences and HKMA Registrations (ID 71954)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-09-04	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-09-04	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2017-04-11	2017-12-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-07-14	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-07-14	-
BUSINESS SECURITIES LIMITED	Rep	Dealing in securities	2007-07-19	2014-06-30
BUSINESS FUTURES LIMITED	Rep	Dealing in futures contracts	2006-12-29	2014-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.