Personnel Hong Kong SFC License Details (ID 71955)

Personnel Hong Kong SFC License Details (ID 71955)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SYSTEM SECURITIES LIMITED	Rep	Dealing in securities	2024-03-25	-
BUSINESS SECURITIES LIMITED	RO	Advising on securities	2019-05-09	2024-03-19
BUSINESS FUTURES LIMITED	RO	Dealing in futures contracts	2012-05-15	2023-11-27
BUSINESS SECURITIES LIMITED	RO	Dealing in securities	2012-05-15	2024-03-19
BUSINESS FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-25
	Rep	Asset management	2003-04-01	2003-09-25
	Rep	Dealing in futures contracts	2003-04-01	2012-05-15
BUSINESS SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-25
	Rep	Advising on securities	2003-04-01	2003-09-25
	Rep	Asset management	2003-04-01	2003-09-25
	Rep	Dealing in securities	2003-04-01	2012-05-15