Personnel Hong Kong SFC License Details (ID 71970)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2023-07-27	2024-03-31
OLIVE ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-07-27	2024-03-31
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Asset management	2023-01-20	2023-07-27
	RO	Advising on securities	2023-01-20	2024-03-31
	RO	Dealing in securities	2023-01-20	2024-03-31
OLIVE ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2023-01-20	2023-07-27
	RO	Advising on securities	2023-01-20	2024-03-31
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2022-12-22	2023-01-20
	Rep	Dealing in securities	2022-12-22	2023-01-20
OLIVE ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2022-12-22	2023-01-20
BOCI RESEARCH LIMITED	RO	Advising on securities	2018-01-31	2022-09-30
BOCI SECURITIES LIMITED	RO	Advising on securities	2016-01-18	2022-09-30
	RO	Dealing in securities	2016-01-18	2022-09-30
	Rep	Advising on securities	2014-06-26	2016-01-18
	Rep	Dealing in securities	2014-06-26	2016-01-18
F&C Asset Management Asia Limited	RO	Dealing in securities	2012-02-16	2014-06-20
	Rep	Dealing in securities	2012-02-14	2012-02-16
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Advising on corporate finance	2010-10-05	2011-12-14
	RO	Dealing in securities	2010-03-26	2011-12-14
	Rep	Dealing in securities	2009-05-14	2010-03-26
F&C Asset Management Asia Limited	RO	Dealing in securities	2008-10-15	2009-04-15