Personnel Hong Kong SFC License Details (ID 71971)

Personnel Hong Kong SFC License Details (ID 71971)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2023-09-26	2024-08-26
	Rep	Dealing in securities	2023-09-26	2024-08-26
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2015-01-13	2023-05-08
	Rep	Dealing in securities	2015-01-13	2023-05-08
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2012-12-14	2014-12-23
	Rep	Dealing in securities	2012-12-01	2014-12-23
	RO	Dealing in securities	2011-07-12	2012-12-01
	RO	Advising on securities	2011-07-12	2012-12-14
	Rep	Advising on securities	2011-05-18	2011-07-12
	Rep	Dealing in securities	2010-06-14	2011-07-12
	Rep	Dealing in futures contracts	2010-06-14	2014-12-23