| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MANGO FINANCIAL LIMITED | Rep | Advising on corporate finance | 2026-09-02 | - |
| Rep | Dealing in securities | 2026-09-02 | - | |
| Amasse Capital Limited | Rep | Advising on corporate finance | 2022-12-16 | 2026-05-18 |
| Rep | Dealing in securities | 2022-12-16 | 2026-05-22 | |
| Pine Peak Corporate Finance Limited | RO | Advising on corporate finance | 2021-06-15 | 2022-05-31 |
| RO | Dealing in securities | 2021-06-15 | 2022-05-31 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2012-09-19 | 2020-10-30 |
| RO | Dealing in securities | 2012-09-19 | 2020-10-30 | |
| RO | Advising on corporate finance | 2012-07-20 | 2020-10-30 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in securities | 2011-11-14 | 2012-02-18 |
| RO | Advising on corporate finance | 2010-07-22 | 2012-02-18 | |
| Rep | Dealing in securities | 2010-04-13 | 2011-11-14 | |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2009-03-11 | 2009-11-23 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-11 | 2010-03-28 |
| SOUTH CHINA CAPITAL LIMITED | RO | Advising on corporate finance | 2007-10-16 | 2010-03-28 |
| Rep | Advising on corporate finance | 2007-03-21 | 2007-10-16 | |
| JW CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2006-02-07 | 2006-09-01 |
| Rep | Advising on securities | 2005-06-21 | 2006-09-01 | |
| Rep | Asset management | 2005-06-21 | 2006-09-01 | |
| ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-11-01 |
| Rep | Advising on securities | 2003-04-01 | 2004-11-01 | |
| Rep | Asset management | 2003-04-01 | 2004-11-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-01 |
No HKMA registrations in the collected records.