| Market Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2021-10-26 | 2022-03-11 |
| RO | Dealing in securities | 2021-10-26 | 2022-03-11 |
| Rep | Dealing in futures contracts | 2021-07-06 | 2021-10-26 |
| Rep | Dealing in securities | 2021-07-06 | 2021-10-26 |
| Qantex Capital Markets Limited | RO | Dealing in securities | 2020-01-31 | 2020-12-10 |
| Rep | Dealing in securities | 2018-08-07 | 2020-01-31 |
| Rep | Dealing in futures contracts | 2018-08-07 | 2020-12-10 |
| RO | Dealing in futures contracts | 2018-02-15 | 2018-08-07 |
| RO | Dealing in securities | 2018-02-15 | 2018-08-07 |
| Rep | Dealing in futures contracts | 2018-01-02 | 2018-02-15 |
| Rep | Dealing in securities | 2018-01-02 | 2018-02-15 |
| Celera Markets Limited | RO | Dealing in futures contracts | 2016-06-06 | 2017-12-09 |
| RO | Dealing in securities | 2016-06-06 | 2017-12-09 |
| Rep | Dealing in futures contracts | 2016-03-10 | 2016-06-06 |
| Rep | Dealing in securities | 2016-03-10 | 2016-06-06 |
| Vantage Capital Markets HK Limited | RO | Dealing in futures contracts | 2012-09-27 | 2015-07-31 |
| RO | Dealing in securities | 2012-09-27 | 2015-07-31 |
| Rep | Dealing in futures contracts | 2012-07-09 | 2012-09-27 |
| Rep | Dealing in securities | 2012-07-09 | 2012-09-27 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2012-02-13 | 2012-02-13 |
| RO | Dealing in futures contracts | 2011-10-28 | 2012-02-13 |
| Rep | Dealing in futures contracts | 2011-03-14 | 2011-10-28 |
| Rep | Dealing in securities | 2011-03-14 | 2012-02-13 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-01-25 | 2010-11-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-25 | 2010-11-11 |
| Rep | Dealing in securities | 2010-01-25 | 2010-11-11 |