Personnel Hong Kong SFC License Details (ID 71980)

Personnel Hong Kong SFC License Details (ID 71980)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-01-06	2016-06-30
ICAP Equities Asia Limited	Rep	Dealing in securities	2015-06-08	2016-06-30
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in securities	2006-02-06	2015-05-29
INSTINET PACIFIC LIMITED	Rep	Advising on corporate finance	-	2004-03-02
	Rep	Asset management	-	2004-03-02
	Rep	Advising on securities	-	2006-01-31
	Rep	Providing automated trading services	-	2006-01-31
	Rep	Dealing in securities	-	2006-01-31