Personnel Hong Kong SFC License Details (ID 71984)

Personnel Hong Kong SFC License Details (ID 71984)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2021-08-18	2022-09-21
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2021-08-18	2022-09-21
	Rep	Dealing in securities	2021-08-18	2022-09-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-09-08	2020-10-20
Jefferies Hong Kong Limited	Rep	Dealing in securities	2014-07-31	2017-03-06
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in securities	2011-02-15	2014-04-04
T.F.S. Derivatives HK Limited	Rep	Dealing in securities	2009-06-15	2011-01-31