Personnel Hong Kong SFC License Details (ID 71989)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2014-04-16	2015-07-01
	Rep	Dealing in securities	2014-04-16	2015-07-01
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2012-06-19	2014-03-01
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2008-06-27	2012-04-01
	Rep	Dealing in securities	2008-06-27	2012-04-01