| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-09-09 | 2014-02-08 |
| Rep | Dealing in securities | 2013-09-09 | 2014-02-08 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2013-03-13 | 2013-07-10 |
| Rep | Dealing in securities | 2013-03-13 | 2013-07-10 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2012-11-23 | 2013-01-14 |
| Rep | Dealing in securities | 2012-11-23 | 2013-01-14 |
| Rep | Dealing in futures contracts | 2010-12-13 | 2011-11-01 |
| Rep | Dealing in securities | 2010-12-13 | 2011-11-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-02-01 | 2010-12-06 |
| Rep | Dealing in securities | 2010-02-01 | 2010-12-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-02-01 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-02-01 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-02-01 | 2010-12-06 |