| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-05-12 | - |
| Rep | Dealing in securities | 2023-05-12 | - |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2020-04-28 | - |
| Rep | Dealing in securities | 2020-04-28 | - |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2019-11-20 | - |
| Rep | Dealing in futures contracts | 2019-11-20 | - |
| Rep | Dealing in securities | 2019-11-20 | - |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-01 | 2019-10-22 |
| Rep | Dealing in securities | 2018-10-01 | 2019-10-22 |
| Rep | Dealing in futures contracts | 2014-12-02 | 2018-09-30 |
| Rep | Dealing in securities | 2014-12-02 | 2018-09-30 |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-05-09 | 2014-11-28 |
| Rep | Dealing in securities | 2012-05-09 | 2014-11-28 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-08-17 | 2012-02-10 |
| Rep | Dealing in securities | 2011-08-17 | 2012-02-10 |