| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | Rep | Dealing in securities | 2025-04-24 | - |
| SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2015-07-08 | 2025-02-28 |
| SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2014-06-11 | 2025-02-28 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2012-05-09 | 2013-04-04 |
| Rep | Dealing in securities | 2012-05-09 | 2013-04-04 | |
| RO | Dealing in futures contracts | 2011-10-31 | 2012-04-30 | |
| RO | Dealing in securities | 2011-10-31 | 2012-04-30 | |
| Rep | Dealing in futures contracts | 2009-01-20 | 2011-10-31 | |
| Rep | Dealing in securities | 2009-01-20 | 2011-10-31 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-08 | 2008-09-09 |
| Rep | Dealing in securities | 2007-04-25 | 2008-09-09 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-09-02 | 2006-12-23 |
| Rep | Dealing in securities | 2004-09-02 | 2006-12-23 |
No HKMA registrations in the collected records.