Personnel Hong Kong SFC License Details (ID 72026)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSC FUTURES (HK) LIMITED	RO	Advising on securities	2025-06-24	-
CSC SECURITIES (HK) LIMITED	RO	Advising on securities	2024-10-16	-
	RO	Asset management	2024-10-16	-
	RO	Dealing in futures contracts	2024-10-16	-
	RO	Dealing in securities	2024-10-16	-
CCB Principal Asset Management (Hong Kong) Co., Limited	RO	Advising on securities	2020-07-07	2022-08-17
	RO	Asset management	2020-07-07	2022-08-17
PICC Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2018-12-13	2019-05-31
	RO	Asset management	2018-12-13	2019-05-31
	Rep	Asset management	2018-10-15	2018-12-13
DSG Asset Management (HK) Company Limited	RO	Asset management	2017-10-30	2018-09-15
	Rep	Asset management	2017-10-18	2017-10-30
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2013-06-04	2017-10-10
	RO	Asset management	2013-06-04	2017-10-10
	Rep	Advising on securities	2013-04-18	2013-06-04
	Rep	Asset management	2013-04-18	2013-06-04
CAPITAL GLOBAL MANAGEMENT LIMITED	RO	Asset management	2011-10-25	2013-04-01
	Rep	Asset management	2011-04-14	2011-10-25
	RO	Advising on securities	2011-02-01	2013-04-01
	RO	Dealing in securities	2011-02-01	2013-04-01
	Rep	Advising on securities	2010-11-02	2011-02-01
	Rep	Dealing in securities	2010-11-02	2011-02-01
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-06-10	2010-09-30
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2005-11-18	2008-10-10
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-06-24	2005-08-03