| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | RO | Advising on securities | 2025-06-24 | - |
| CSC SECURITIES (HK) LIMITED | RO | Advising on securities | 2024-10-16 | - |
| RO | Asset management | 2024-10-16 | - | |
| RO | Dealing in futures contracts | 2024-10-16 | - | |
| RO | Dealing in securities | 2024-10-16 | - | |
| CCB Principal Asset Management (Hong Kong) Co., Limited | RO | Advising on securities | 2020-07-07 | 2022-08-17 |
| RO | Asset management | 2020-07-07 | 2022-08-17 | |
| PICC Asset Management (Hong Kong) Company Limited | RO | Advising on securities | 2018-12-13 | 2019-05-31 |
| RO | Asset management | 2018-12-13 | 2019-05-31 | |
| Rep | Asset management | 2018-10-15 | 2018-12-13 | |
| DSG Asset Management (HK) Company Limited | RO | Asset management | 2017-10-30 | 2018-09-15 |
| Rep | Asset management | 2017-10-18 | 2017-10-30 | |
| TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2013-06-04 | 2017-10-10 |
| RO | Asset management | 2013-06-04 | 2017-10-10 | |
| Rep | Advising on securities | 2013-04-18 | 2013-06-04 | |
| Rep | Asset management | 2013-04-18 | 2013-06-04 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Asset management | 2011-10-25 | 2013-04-01 |
| Rep | Asset management | 2011-04-14 | 2011-10-25 | |
| RO | Advising on securities | 2011-02-01 | 2013-04-01 | |
| RO | Dealing in securities | 2011-02-01 | 2013-04-01 | |
| Rep | Advising on securities | 2010-11-02 | 2011-02-01 | |
| Rep | Dealing in securities | 2010-11-02 | 2011-02-01 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-10 | 2010-09-30 |
| IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2005-11-18 | 2008-10-10 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-06-24 | 2005-08-03 |
No HKMA registrations in the collected records.