| AVICT Global Asset Management Limited | RO | Advising on securities | 2019-06-12 | - |
| RO | Asset management | 2019-06-12 | - |
| Kaisa Asset Management Limited | RO | Advising on securities | 2017-01-11 | 2018-09-16 |
| RO | Asset management | 2017-01-11 | 2018-09-16 |
| Rep | Advising on securities | 2016-12-23 | 2017-01-11 |
| Rep | Asset management | 2016-12-23 | 2017-01-11 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Asset management | 2016-09-13 | 2016-12-15 |
| Rep | Asset management | 2013-04-09 | 2016-09-13 |
| RO | Advising on securities | 2010-07-23 | 2016-12-15 |
| RO | Dealing in securities | 2010-07-23 | 2016-12-15 |
| Rep | Advising on securities | 2010-05-27 | 2010-07-23 |
| Rep | Dealing in securities | 2010-05-27 | 2010-07-23 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2007-11-16 | 2010-05-27 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2007-11-16 | 2010-05-27 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-28 | 2007-11-03 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-07-12 | 2007-11-03 |
| WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-15 | 2006-06-29 |