Personnel SFC Licences and HKMA Registrations (ID 72036)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2011-08-26	-
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-07-27	2011-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.