Personnel SFC Licences and HKMA Registrations (ID 72039)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2014-12-09	-
	Rep	Dealing in securities	2011-03-01	2013-08-01
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2007-03-02	2011-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.