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Personnel Hong Kong SFC License Details (ID 72039)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CAPITAL GLOBAL MANAGEMENT LIMITED
Rep
Dealing in securities
2014-12-09
-
Rep
Dealing in securities
2011-03-01
2013-08-01
IBTS ASIA (HK) LIMITED
Rep
Dealing in securities
2007-03-02
2011-01-31