Lin, Hsi 林曦

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-01-03	-
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2011-06-10	2014-02-01
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-27	2011-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-01-03	-
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2011-06-10	2014-02-01
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-27	2011-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.