Personnel Hong Kong SFC License Details (ID 72050)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuki Asia Investments Co., Limited	RO	Advising on securities	2013-02-21	2019-06-11
	RO	Dealing in securities	2013-02-21	2019-06-11
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2011-02-28	2013-01-13
	Rep	Asset management	2011-02-28	2013-01-13
	Rep	Dealing in securities	2008-07-09	2013-01-13